Disclosures · pre-funding posture
No SEC filings on record. By design.
Conceptual Healthcare Corporation is a privately-held Florida C-corporation, founded and capitalized entirely from the personal funds of its founders. We have not raised outside capital, sold securities, or qualified any offering with the U.S. Securities and Exchange Commission. This page exists so that posture is unambiguous to patients, clinicians, partners, and any future regulator.
Status, in plain terms.
| Item | Status | Notes |
|---|---|---|
| Public registrant ('34 Act) | Not applicable | Not publicly traded; no 10-K, 10-Q, 8-K, or proxy statement obligations. |
| Form D (Reg D 506(b)/(c)) | None on file | No private placements have occurred. The first outside dollar will trigger a Form D within 15 days of first sale. |
| Reg-A+ qualification | Not filed | No Form 1-A on file. No 1-K, 1-SA, or 1-U cadence is in effect. Future Reg-A+ activity, if pursued, will be disclosed here. |
| Sarbanes-Oxley §404 ICFR | Not applicable | SOX applies to public registrants only. |
| EDGAR CIK | None issued | No CIK has been requested. A CIK is requested only at first SEC filing. |
| Holders of record | 2 | Both founders. Far below the 2,000-holder / $10M-asset threshold that would force '34 Act registration. |
Capital structure.
100% founder-held common stock. No preferred classes outstanding. No convertible notes, SAFEs, warrants, or options have been issued.
| Class | Holder | % fully diluted | Notes |
|---|---|---|---|
| Common | Raymond M. Lahti | ~54% | Founder, CEO, Chair |
| Common | Maria R. Lahti, MD | ~46% | Co-founder, CMO |
What we do publish today.
Even pre-funding, we publish more than the law requires. The standing exhibits below are operational, not regulatory — they exist because patients and partners deserve to read them.
- Trust Council charter — patient-safety governing body, full text
- Code of conduct — applies to all directors, officers, employees, contractors
- Board committee charters — Audit, Compensation, Compliance, Patient Safety, Nominating & Governance
- Whistleblower policy — protected channels, anti-retaliation, mandatory anonymous option
- Related-party transactions policy — director/officer disclosure, audit-committee approval threshold
- Trust center — privacy, security, compliance, subprocessor list
When this page changes.
This disclosure surface flips from "pre-funding" to "Reg D / Reg-A+ active" the moment any of the following occurs. Each event will be timestamped and link-attached on this page within five business days.
- First sale of equity, debt, or convertible instrument to any party other than a founder → Form D filed within 15 days; row appears here.
- Submission of Form 1-A to the SEC for Reg-A+ qualification → row appears here at submission, updated on qualification.
- Crossing the 2,000-holders / $10M-assets threshold → '34 Act registration evaluated; disclosed in advance.
- Any officer, director, or material-event filing required by an active SEC framework → published on the same business day as filing.